Experienced Financial Advisor
Al Locy

Welcome to AL LOCY FINANCIAL SERVICES, a Registered Investment Advisor. This web site will allow you to know our services better, as well as make our information available to you 24 hours a day.

Investment Advisory Services and Fees
Al Locy Financial Services is a fee-based firm and invests client’s funds using sound discretionary methods in IRA's and brokerage accounts using stocks, bonds, preferred stocks, mutual funds or ETF’s. For most service a quarterly fee is charged as a percentage of assets under management, rarely a commission and never both.  If there is no fee involved, an hourly rate is charged for financial advice given.  There is no charge for a first consultation and many times the second or third. The client is not charged until investing with us on a fee basis or requesting financial planning only.  Fee based clients are advised of the rates at the time an account is opened with Al Locy Financial Services and fees are part of the Financial Advisory Agreement.

We also have a tax preparer’s license, and for tax service a separate fee is charged.  A tax license allows tax advice to be given along with investment advice.  Also, a life insurance license, CA #0795323, is maintained.  A commission is received for the sales of insurance policies.

Types of clients
Al Locy Financial Services has agreements and provides investment advice mainly to individual investors but also advises trusts and estates.

Types of Investments
Al Locy Financial Services offers advice on the following investments whether through funds or individual securities:  exchange-listed and over-the-counter securities, foreign securities, warrants, corporate debt securities, municipal securities, life insurance and variable annuities.  Also United States government securities, options on securities, real estate, mutual funds, oil and gas interests are covered.

We will continue to add service and company information to this site on a weekly basis, so please check back often.

If you require immediate attention you can send us an email at Info@FinancialAdvisorLocy.com or give us a call at 800-456-LOCY (5629), or use our online form.

We invite you to read what other satisfied customers have had to say about us on our testimonials page or visit the web sites we suggest, with links to our suppliers, customers or friends on our links page.

We have put together this site with an easy to use interface and will continue to improve your online experience, if you have any feedback you would like to give us on this site or have any questions whatsoever feel free to email us Info@FinancialAdvisorLocy.com.

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